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Russia Profile
www.russiaprofile.org
July 4, 2005
Weekly Experts' Panel: Could Russia collapse?
Peter Lavelle
Special to Russia Profile
Contributors: Sergei Roy, Dale Herspring, Robert Bruce Ware, Ethan Burger,
Ira Straus, Gordon Hahn, Janusz Bugajski, Vlad Sobell, Patrick Armstrong, and
Donald Jensen.
Peter Lavelle: Whether it is from President Vladimir Putin's harshest critics
or from the president's inner circle, there is a near obsession that Russia will
fall apart in some bloody cataclysm. But it hasn't. Why not? What's the glue
that holds the place together? Just how fragile is Russia? Russia has certainly
been severely and repeatedly tested since Mikhail Gorbachev started his reform
policies during the late 1980s. What fuels these fears of cataclysm?
Sergei Roy, editor, www.intelligent.ru (excerpt)
Where does the biggest threat to the unity of Russia lie? What are the forces
that have the potential to disrupt that unity, to split the country, say, along
the lines penciled in on [former U.S. National Security Advisor Zbigniew]
Brzezinski's Grand Chessboard? I have a special word for these forces: baronial.
It covers both the financial-industrial oligarchs of various sizes and the
regional barons - governors, presidents of the 19 ethnic republics, and major
criminal kingpins, all with their supporting mafias. Numerically, these forces
comprise 27 billionaires (3.5 times more than B.P. - Before Putin) and 88,000
millionaires, but that's according to the Forbes Magazine so, knowing the nature
of Russian society, you can double the figures, plus or minus lapot' (a bast
shoe), as the saying goes. And these numbers only include the top bosses, each
of them relying on a power base of his own.
These forces have sprung up in the last few years - since about 1994 or 1995
- mostly through outright thievery, a.k.a., privatization. Although they acted
out of pure predatory instincts, they have a theory to support their ripping off
of public assets - radical liberalism of the Gaidar brand, which places all its
hopes on the market's "invisible hand." Well, the first thing that that
"invisible hand" did was rip off all of the population's Soviet-era savings. For
an encore, it put the same population through the mangle of the 1998 default. We
are now in the middle of yet a third, rather milder, liberal project for keeping
the population as downtrodden and exploited as possible - the replacement of
social benefits with cash payments, with housing and utilities reforms still
looming in the future. On a more general level, the "invisible hand" of the
market has led to the population of Russia dying out at the rate of 1 million
per year.
Will this situation lead to a bloody social cataclysm, as the question
implies? I may be overly optimistic, but I do not believe so. No revolt of the
masses is likely in a nation that is, for one thing, dying out. For another, it
needs so little to survive that it can be bought off with a fraction of the
baronial incomes - through the intervention of the central bureaucracy (although
the latter is an active player in the baronial games itself, with its survival
as a class, and on the individual level, being contingent on the continued
existence of the unified - even unitary - Russian state). And, of course, the
main thing is that the masses have no political organization that might lead
them into a revolt with a glimmer of hope of success (as the Communist Party,
[Vladimir] Zhirinovsky's [Liberal Democratic} Party, Rodina, and least of all
that joke, the National Bolshevik party, are absolutely no good for this role,
for reasons too numerous to list.). True, disturbances can be provoked by
blackouts, runaway inflation, etc., all of which can be engineered by, say,
oligarchic forces within and outside the country. Then it will take some skill
on the part of the powers-that-be to handle these troubles. As the recent cash
payments for privileges experience has shown, the government's skills in this
respect are strictly limited, and the ruckus may be considerable, but nothing
like the Ukrainian "orange revolution" is on the cards at all.
Dale Herspring, professor of political science, Kansas State University
This is a difficult question to answer. Indeed, I suspect that most Russians
would find themselves hard pressed to come up with a comprehensive answer.
First, is there a concern on the part of the Kremlin? In my mind, yes. I see
this as the most important reason for the second war in Chechnya. One can argue
that it helped Putin win the presidency, and the polling numbers indicate that
was certainly the case. However, I think the response would have been the same
regardless of who was in charge. Moscow could not live with an independent
Islamic Fundamentalist Republic on its southern border with the likely impact it
would have had in the Caucasus.
On the other hand, the failure of the population of Daghestan to support the
Chechen invasion in 1999 (except for a few small Whabbist villages) suggests
that non-Russian republics are not as ready to separate from Russia as one might
have assumed.
Second, there have been rumblings in other parts of Russia (in the
non-Russian regions) about more sovereignty for these regions, but my reading is
that it has been fueled by (1) economic concerns; a desire to get a bigger piece
of the Russian pie, or (2) regional bosses who want to keep Moscow's fingers out
of their fiefdoms and all that means for them and their families.
So where does that leave us? Moscow is concerned, and it should be.
Ethnicity, more than any other factor led to the collapse of the Soviet Union.
However, the Kremlin has shown that it is prepared to use military force if
necessary to keep the country together. Furthermore, the fact that the Kremlin
is worried about the issue means that it is more likely to take steps to deal
with ethnic problems.
In sum, a problem, but not one that should send the Kremlin leadership to the
barricades.
Robert Bruce Ware, associate professor, Department of Philosophy, Southern
Illinois University Edwardsville, and noted expert on the North Caucasus
One of the reasons for the chronic concern about Russia's stability is that
there isn't any "glue" holding it together. There is no binder that is
homogeneous and evenly dispersed in the manner of a glue. Rather, Russia is a
patchwork made of pieces large and small that were stitched together at
different times for different reasons, with threads that remain stronger in some
areas even as they fray in others.
The single most important cohesive force in Russia is Russian culture,
including the spiritual and aesthetic appeals of the Orthodox Christian Church.
Russian culture is a centripetal force that has never been fully appreciated in
the West. We in the West know a good deal about Russian music and literature,
but nothing illustrates our failure to grasp the full force of Russian culture
than our lack of appreciation for the remarkable history of Russian painting.
And, even if we are familiar with the landmarks of Russian literature, we often
fail to grasp how Russian writers almost self-consciously willed the creation of
the Russian national identity, especially after the 17th century. We also fail
to appreciate the traditional appeal of Russian culture among the intelligentsia
of even its remotest and most restive regions. For example, the Union of Allied
Mountaineers of the North Caucasus (UAM) was an Islamic organization, founded in
Vladikavkaz in 1917, that sought to strengthen cultural and political ties
between Russians and North Caucasians, even as it solidified North Caucasian
identity. Like the UAM, most of today's North Caucasian intelligentsia retains a
strong commitment to Russian culture, though, just as in the UAM, that
commitment is interlaced with distinctive nationalist and religious themes.
The second most important connector in Russia is history. Russians have
shared an especially dramatic history, in which they have pulled one another up
from the ashes time and time again, and these tribulations have forged strong
bonds among them. Of course, Russians have also taken one another down in flames
on more than one occasion, and history can also be a centrifugal force in some
areas, as, for example, in Chechnya.
Yet, despite the weakness of their cultural and historical attachments, most
Chechens do not wish to live apart from the Russian Federation. The reasons for
this are partly economic, partly political and, of course, partly coercive. Yet
the extremity of the Chechen case helps to illustrate why other remote and
restive areas, with weaker cultural and historical attachments, nonetheless
remain within the Federation. To these areas the Soviet Union brought pavement,
plumbing, electricity, education, healthcare, elements of gender equality and
general economic development that no one has forgotten and that nearly everyone
wants to restore. The Soviet Union also brought political stability and security
for most of its inhabitants. Russia is the successor state to the Soviet Union
in all of these respects. Few people in its outlying regions can see any
prospects for future economic development, political stability and security that
are better than those offered by Russian citizenship.
But for the few who do see alternatives, as, for example, in cases of
Islamist extremism, there is also the negative example of Chechnya.
Unfortunately, some Chechens wish to remain within the Russian Federation simply
because protracted conflict has made Russian citizenship appear to be the
shortest path to stability and prosperity.
Western observers who focus only upon the last of these threads, while
overlooking or underestimating the other genuinely centripetal features of
Russian life, have tended to exaggerate prospects for Russia's disintegration.
Ethan S. Burger, Esq., scholar-in-residence, School of International Service,
American University, Washington
Neither states nor borders are permanent. We have recently witnessed the
break-up of the Soviet Union and Yugoslavia. The Spanish Empire, with a few
exceptions, ended over a 100-year period. The colonial empires of Britain,
France, the Netherlands and Portugal largely disappeared after World War II.
Earlier in the 20th century, the Austro-Hungarian and Ottoman Empires
disappeared (and created a huge power vacuum).
The United States (and Canada, to a lesser extent) were able to achieve its
manifest destiny since most of the Native Americans died of the diseases brought
from Europe and both countries killed a large share of those who survived.
Still, both countries survive, since they are based on a belief in the rule of
law and respect for the dignity of the individual. The bulk of the population is
people, as well as their decedents, who uprooted themselves from the countries
of origin to seek a better life.
Many of the world's problems today are a result of where the former colonial
powers drew the borders of the territories abroad they controlled in Africa,
Asia, and the Middle East. Russia's eastern expansion was the mirror image of
that of Canada and the United States. While it holds itself out as a European
and Asian state, Russia's history, political authority and a majority of its
population, remain west of the Ural Mountains, though European colonies
developed in the eastern two-thirds of the country. Russia expanded into
inhabited territories. While over time, a large share of the original
inhabitants perished, many of their decedents remain.
When Napoleon invaded Russia in 1812, he expected Alexander I to surrender
when Moscow fell. Napoleon was never accepted by the monarchs of Europe as
legitimate, so he had to wage war continually (with intermittent periods of
peace) to survive - which he did not.
In the short-term, the "glue" holds Russia together is (1) the legacy of the
Great Patriotic War, (2) "a large share of the Russian population unable to
accept the break-up of the Soviet Union, (3) a long history as an empire, and
(4) distrust of foreigners. In part, due to his credit as a person, Mikhail
Gorbachev did not realize he was ruling a multi-national empire and could not
transform the Soviet Union into a European Union-like structure (hence his
mistake when he tried to install an ethnic Russian as head of the Kazakhstani
Communist Party shortly after becoming General Secretary and his decision to
make a Georgian the USSR's Foreign Minister). It seems that Gorbachev was
largely free of ethnic/national prejudice: A person was a person and not
principally a member of a particular nationality (though many Balts and others
might dispute this).
The current Russian leadership operates with a different belief system. Only
with the establishment of a political system based on the rule of law,
integrated into the world economy, accepted as a country that upholds its
international obligations and that recognizes the necessity for a federal system
(as Former President Boris Yeltsin seemed to grasp) will Russia survive as a
state. Matthew Evangelista, Anatoly Lieven, Aleksei Malashenko, Nicolai Petrov,
Dmitry Trenin and others are asking the right questions - whether future
generations will be able to reach an accommodation with the all the peoples who
currently occupy "Russian" space and develop a new political and economic
system.
Ira Straus, U.S. coordinator of the Committee on Eastern Europe and Russia in
NATO
Expectations of Russia's break-up are promoted by:
Siloviki who use it to justify expansion of the role of power ministries and
a further concentration of power in the executive "vertical."
A few ultra-liberals thinking the country would somehow be a better place, or
more welcome in the West, or less of a threat, if broken into pieces.
And last - and least - ethnic and territorial nationalists who would like to
break away.
All three groups are playing with fire.
1. Widespread expectation of a break-up can become a self-fulfilling
prophecy.
2. Any democrats who promote a break-up paint themselves into the corner as
enemies of their society.
3. Secessionists bring war and civil war upon their own people. Look at
Chechnya.
The underlying mistake of all three groups is that Russia is a far more
stable entity than was the Soviet Union. It is 80-percent ethnic Russian - the
figure for the Soviet Union was 80 percent. The analogy to the Soviet experience
is false, but frequent, and quite effective as a rhetorical tool; it feeds
expectations of break-up. People are aware that the current Russian Federation
is still part-empire, and if the outer two layers of empire broke up, why
shouldn't the inner empire, e.g. in the Caucasus? This point is true enough,
except that the main shape and bulk of the country are not likely to change.
People who promote a break-up sometimes deny that they're promoting anything
at all, saying they're simply describing an "inevitability," or an "objective"
tendency (a dodge they learned when justifying the break-up of the Soviet
Union). But they proceed to make a point of the good things they imagine would
come out of a break-up. And there is little "objective" in their expectations.
In a recent edition of the Moscow News, an author held forth on dividing
Siberia from European Russia. This would leave European Russia so small and
poor, he argued, and so "European," that it would have no choice but to join the
EU. And the EU would take it, since the main objection - that Russia is "too
big" - would no longer be true. The EU's interest, after all, is in European
Russia, not Asian Russia.
His hopes are almost comically misguided. European Russia, with 110 million
people, would still be far too big for the EU. It would be worse off, not
better, as a candidate than Russia Whole, because it would be lacking the
mineral wealth that is Russia's only attraction for Europe. And it would be no
more "European" than Russia already is today in its population.
The formulation that Russia is "too big" serves to foster this mistake. The
real problem is that the Russian population is too "big and poor" at the same
time (The same is the case for Ukraine.)
It would be in the interests of the EU to clarify this matter so there would
be fewer destabilizing illusions in the East.
Mistakes like this can lead to the impression that the West wants Russia to
break up and is working to this end. The impression is strengthened when a few
ultra-Westernizers advocate a break-up and say that this is indeed what the West
is waiting for from Russia. "Aha!" - the siloviki respond - "the West is
plotting to tear Russia apart. We have to defend Russia by strengthening the
executive vertical, keeping our neighbors out of NATO, and supporting
counter-revolutionary measures by CIS governments."
And this is yet more foolishness. Painting the West as the organizer of
break-up means slipping into a sentimental nationalism. The last thing Russia
needs is to renew its phobia about the West as a mortal enemy.
Sober Russian leaders need to project expectations of national stability.
Sober democrats and Westernizers need to support national territorial unity.
Sober Westerners need to avoid giving any impression of wishing for the break-up
of Russia.
Gordon Hahn, scholar at large
There is a real threat to Russia's territorial integrity posed by the
radicalization of Russia's Muslims due to internal and external causes. External
causes include the penetration of international Islamists, primarily into all
the regions of the North Caucasus (not just the six titular Muslim republics),
with the Chechen Islamists acting as their agents. Internal causes include
President Vladimir Putin's ongoing war in Chechnya, de-federalization, limited
re-authoritarianization, and assimilative policies, as well as growing
Islamophobia in society and state, expressed by the latter in growing police
harassment of, and brutality against, Russia's Muslims, the closure of mosques,
etc. Yeltsin's concessions to the national republics held the state together.
Their retraction adds another impetus to mobilization beyond the external
influences.
In the North Caucasus, a Chechen-led network of militant combat "jamaats"
(communities) is conducting a revolutionary terrorist war against the Russian
state, toward the creation of Islamist 'caliphate' in the mega-region. This
threat is real, despite some political analysts' desire to downplay it. It is
immaterial whether Moscow is to blame in part for its growing strength in terms
of the need for Western policymakers to take the threat seriously, especially as
it poses grave risks for international and U.S. national security. The weakening
or breakup of the Russian state risks WMDs falling into the hands of
international Islamists and the establishment of a host state for such
terrorists.
In the Volga area, Tatarstan and Bashkortostan are being destabilized for
different reasons. In the former, the Tatar intelligentsia and moderate
nationalists are in a period of deep re-thinking about strategy for achieving
self-determination after Putin's betrayal of federalism and Tatarstan autonomy.
The gradual radicalization of Tatar nationalism is a likely outcome, with the
danger that radical Islamic, even some Islamist, elements can capitalize on
instability. An indication was the recent arrest near Moscow of a Tatar member
of a Tatarstan-based combat jamaat who was preparing a terrorist attack. In
Bashkiria, President Murtaza Rakhimov's relatively hard authoritarian regime has
committed mass beatings, falsified elections, and eliminated all free media,
sparking a nascent 'orange revolution' in May. A similar pattern is present in
the North Caucasus republic of Ingushetia.
The last year, there have been mass demonstrations protesting over various
nationalist issues in all five of the non-Chechen Muslim republics in the North
Caucasus. One only needs to read the excerpts from the presidential envoy to the
Southern Federal District, Dmitry Kozak, to President Putin to see that the
mega-region is a tinderbox ready to flare into violence and perhaps nationalist
and/or Islamic revolution.
The situation threatens the stability and integrity of the Russian state, the
security of the world's largest stockpiles of NBC WMDS, and their
nonproliferation.
Janusz Bugajski, director of the East Europe Project at the Center for
Strategic and International Studies in Washington
Russia's preoccupation with its own disintegration has several causes and
effects. It is partly defensive, stemming from a deliberately exaggerated sense
of victimhood, in which it is claimed that the West conspired to destroy the
Soviet Union and the Russian Federation. It is partly self-serving, as it
enables Putin and his entourage to pose as the defenders of Russian national
interests against external and internal enemies. And it is partly motivational,
in that official warnings about cataclysms are intended to mobilize "patriotic
forces," undermine the opposition, and reinforce public trust in the Kremlin.
Putin's critics also warn about Russia's fragmentation: the nationalists and
communists because they favor a tighter dictatorship, and the liberals because
they argue that Moscow's ultra-centralism will provoke centrifugal forces
throughout the federation. Despite all these dire predictions, Russia has thus
far held together, partly because Putin has proved to be more vertical than
Yeltsin (pun intended), and partly because of inertia. However, Russia's
potential disintegration could become a self-fulfilling prophecy. Although Putin
has calculated that too much democracy would encourage separatism, rising
political, regional, and economic aspirations may not be containable by Russia's
incompetent bureaucratic and security strata.
However, we should not uncritically assume that the dissolution of the
patchwork Russian Federation will be a cataclysm or that the emergence of
several new countries will be inevitably destabilizing. An independent
Kaliningrad can make faster progress toward Europe, an independent Siberia and
Far East may attract more substantial Japanese investment and Chinese
entrepreneurship, and independent Muslim republics in the North Caucasus can
reduce growing Islamic militancy within Russia. As a more compact and manageable
state, Russia itself could undergo more impressive development. It is high time
that a sober debate on Russia's future is initiated both inside and outside the
country, rather than the incessant warnings of Armageddon by Russian and Western
alarmists.
Vlad Sobell, senior economist, Daiwa Research, London
If I were in Putin's position, Russia's disintegration would be my underlying
strategic worry. The Russian Federation is not a "country," but a complex
multi-ethnic empire, which has evolved by adding new territories to its European
heartland. The decades of thoroughly misconceived policies and the dysfunctional
Soviet system have systematically weakened this inherently ramshackle structure,
conceived for the vastly different imperial age. It now lies exposed and
vulnerable, with its administration and security forces being eaten out by
corruption.
More than any other country, Russia is also exposed to Islamist terrorism and
the instability of failed states in the Caucasus and Central Asia. And Russia's
immense natural resources and land mass must be very tempting to the awakening
giant - China.
On the other hand, one can also point to factors working in favor of
cohesion. Apart from Chechnya, there are no significant ethnically driven
separatist movements, while history has shown that, despite appearances, Russia
can summon more than sufficient strength to rebuff potential aggressors. The
quality of Russia's governance has improved markedly since the advent of the
Putin regime, with economic regeneration likely to boost the structure's
resilience further.
Given these conflicting factors, the optimum strategy for the Kremlin would
be to view Russia's disintegration as a potential, but not actual or even
imminent, scenario. China will likely come to exercise its influence over
Russia's Far East by peaceful economic, not political means, with the prospect
of a military confrontation very unlikely. Nevertheless, the Kremlin must be
vigilant in the same way as a captain of a massive oil tanker must be aware of
his ship's structural weaknesses and the coming storms.
The regime's critics have alleged that the Kremlin is whipping up its
concerns to justify its "authoritarianism". This may well be the case. However,
when influential Washington lobbies harbor the Chechen terrorists or spare no
effort to promote their favorite oilman, Mikhail Khodorkovsky, the Kremlin's
paranoia is probably not without foundations.
* Patrick Armstrong, defense analyst for the Canadian government
Andrei Amalrik wondered whether the Soviet Union would hang together until
1984. He concluded that it wouldn't - a catastrophic war with China would kill
it. Since then, it has been fashionable to predict the bloody collapse of the
Soviet Union or, today, Russia. There's been blood, to be sure, since 1991, in
Georgia, Tajikistan, Azerbaijan, Transdnestr and Chechnya. But, callous as it
may sound, not as much blood as was shed in the collapse of the Ottoman Empire
or the Austrian Empire. Or the Tsarist Empire. Who, outside Finland, remembers
the Finnish Civil War? Twenty thousand people died in it. Imperial collapses are
inevitably bloody, because newly independent peoples struggle for space. The
collapse of the Soviet Empire is far from the worst.
So what holds Russia together?
As Adam Smith observed, there is a lot of ruin in a country: It takes a lot
to produce real collapse. And it's clear that Russia hasn't arrived there.
First, and perhaps most important, the average Russian is rubbing along. Opinion
polls show that most Russians will grudgingly (Russians love pessimism) admit
that life, for themselves and their families, is not too bad and getting a bit
better. Secondly, Russia is not a country created by an international conference
a few decades ago. A thousand years creates a real existence - Russia has been
an international player for centuries. "Russia" actually means something. That's
glue. Thirdly - and not trivial in the Russian case - there is no destroyer
pushing them over - no Polevstians, Mongols, Poles, Swedes, Napoleon, Hitler.
Finally: What's the choice? Everywhere you dig in Russia you find skulls.
Russians have lived, tasted and mourned real collapse.
Russia will overcome its present difficulties, as it has before, and
re-appear as an important country, united from Gospodin Veliky Novgorod to
Vladivostok.
*Donald Jensen, director of communications, Radio Free Europe/Radio Liberty
The way you pose the question reflects an important, but unfortunate
tendency: Russia usually defines itself in terms of its geographic expanse
rather than by values, institutions or even, recently, culture. That many
Russians dread a "bloody cataclysm" shows that they are unified by fear and
history, as well as by language, kinship, economic ties, and coercion.
None of these factors ensures Russia's viability in the 21st century.
Russia's socioeconomic decline, which began in the 1980s and is measured by
indicators such as declining life expectancy and social equality, continues.
State power, noteworthy for its corrupt, uncoordinated bureacraticization, is
mired in a crisis of effectiveness. More than ever, the state appears not only
incapable of mobilizing the country for national purposes, it appears unable to
understand the difference between national purpose and private aggrandizement.
Vladimir Putin came to power ostensibly to slow or reverse this decline. He
could have tried to manage the inevitable ebb of power from the Center and
pushed it in a more democratic direction. This would have meant helping to
redefine Russia in a way that would accommodate the society's emerging centers
of power, strengthening the rule of law, and ending its traditional, imperial,
mindset. Instead, he has tried to recentralize power, in the process making the
state responsible for more, even as it delivered less. This has not only
enhanced the authoritarian elements at the top, but - since the
re-centralization has been ragged and incomplete - pushed the Russian state from
a crisis of effectiveness toward a crisis of legitimacy.
At the end of the Yeltsin period, Thomas Graham wrote an article which
enraged many Russians, "World without Russia," which argued that the country's
decline, already a long-term trend, might be permanent due to the pace of
political, economic and military change in the modern world. What is noteworthy
today, well into the second Putin term, is that the problems Mr. Graham raised
remain or, in some cases, have deepened. Russia need not fall apart as a result
of these trends, but Putin's squandering of his opportunity to reverse them
increases the odds that Russia's decline will be permanent.
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