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JRL Research & Analytical Supplement -
JRL Home
Issue No. 34 • March 2006 •
JRL 2006-59
Editor: Stephen D. Shenfield,
sshenfield@verizon.net
RAS archive:
http://www.cdi.org/russia/johnson/jrl-ras.cfm
POLITICS
1. Developments in radical nationalism
ECONOMY
2. Oil and growth
3. Oil and banking
4. Forestry reform
EPIDEMIOLOGY
5. Malaria makes a comeback
6. AIDS in the South Caucasus
LAW
7. The Constitutional Court versus the Procuracy
RUSSIA AND ITS NEIGHBORS
8. Nuclear energy cooperation
9. Irina Isakova, Russian Governance in the 21st Century:
Geo-strategy, Geopolitics and Governance Reviewed by Douglas Blum
HISTORY
10. The dream city of Kitezh
RUSSIAN LANGUAGE: FOCUS ON ORTHOGRAPHY
11. A potted history of the Russian alphabet
12. Post-Soviet changes in Russian orthography
Back to the Top
POLITICS
1. DEVELOPMENTS IN RADICAL
NATIONALISM
SOURCE. Galina Kozhevnikova (ed. Alexander Verkhovsky), Radical Nationalism
and Efforts to Oppose it in Russia in 2005. Annual Report. SOVA (Center for
Information and Analysis), Moscow, January 2006
This is the latest in a series of highly informative annual reports from SOVA
on developments on the radical Russian nationalist wing of Russian politics. (1)
Violence
SOVA statistics on racist and neo-Nazi (mainly skinhead) violence show a
decline in the number of victims killed from 46 in 2004 to 28 in 2005, but an
increase in the number beaten or injured from 208 in 2004 to 375 in 2005. (2)
The range of people selected for assault has broadened to include members of
rival youth subcultures like rappers, punks, skaters, and Goths (up from 4 in
2004 to 90 in 2005) and even chance passersby as well as "racial enemies." The
regional spread of documented attacks has also widened -- from 26 regions in
2004 to 36 in 2005. Another shift is that skinhead organizations are now much
more willing to claim responsibility for racist attacks.
In 2005 there were several "ethnic riots" in the North Caucasus (Krasnodar
Territory, Rostov and Astrakhan Provinces). These clashes pitted Cossacks and
Kalmyks against Armenians, Greeks, and Chechens. Migrant workers were assaulted
in Siberia: e.g., 6 Uzbeks lynched in a village in Irkutsk Province. Roma
(Gypsies) have been victims of mass attacks in many regions. The report notes
various other violent incidents, including an assassination attempt by radical
nationalists on Anatoly Chubais on March 17.
Organized activity
The splintering of what was previously the largest single radical nationalist
organization, Russian National Unity, has made for a more complex nationalist
scene. (3) However, there have been many fairly successful attempts to bring
nationalists from different parties together, especially at the local level
through "Russian clubs." An important unifying event was the congress held in
Moscow on November 21 to "reconstitute" the tsarist-era Union of the Russian
People (Black Hundreds). (4) Instances of collaboration between anti-regime
radical nationalist "rightists" and "leftists" have become more common.
The author notes several significant shifts in the pattern of radical
nationalist activity, including:
* An increased emphasis on work with youth. The National Democratic Party of
Russia is especially active in this sphere. Also relevant is the establishment
of the Eurasia Youth Union, linked to Alexander Dugin's Eurasia Movement. (5)
* A shift in emphasis away from anti-Semitism and toward other themes with
greater popular appeal such as agitation against Moslems, non-Orthodox
Christians, and nonwhite migrants (with the setting up of a Movement Against
Illegal Immigration). (6)
"Domesticating" skinheads
Another "new and alarming trend" is a consistent effort by the Putin regime
to "domesticate" skinheads and nationalist soccer fans through the promotion of
various pro-presidential youth groups.
The most important such organization is "Nashi" -- Russian for "our guys."
Nashi claims to be "working with" and "reforming" skinheads. It has close ties
with the "Gladiator" security agency, which is connected with the fans of the "Spartak"
(Spartacus) soccer club. "Nashists" and "gladiators" are the suspected attackers
of young leftists outside the Avtozavodskaya subway station in Moscow in August
2005. The victims were mostly supporters of the National Bolshevik Party.
Although the NBP is itself radical nationalist (of the "leftist" variety), it is
opposed to Putin. Thus the fight was between pro-regime nationalists and
anti-regime nationalists.
Pro-regime nationalist youth groups also exist at the regional level. An
example is a group in Voronezh called "White Patrol," which practices sports,
combats drug abuse, and assaults nonwhite students.
Last summer a hard rock festival was held in Moscow under the auspices of
Putin's United Russia. To attract skinheads the program featured Sergei "Spider"
Troitsky, head of the band "Corrosion of Metal," who has long been known for his
links with extreme nationalists.
Thus the main thrust of the strategy of "domesticating" skinheads and the
like is to co-opt them into structures controlled by the regime, with little if
any impact on their violent hatred of ethnic, religious, cultural, and other
minorities.
Elections
Most radical nationalists who run for office still get few votes, but there
have been a few exceptions. Colonel V. Kvachkov won 29 percent in the election
held in Moscow District 199 in December 2005, despite (or because of) the fact
that he faces charges of terrorism for funding the assassination attempt on
Chubais.
However, many candidates representing "respectable" nationalist parties --
especially but not only "Rodina," LDPR, and CPRF -- also exploit virulent
xenophobic rhetoric in their campaigns. In October 2005 Rodina used the slogan
"Let's clean the garbage out of Moscow!" -- "garbage" clearly referring to
non-Slavic migrants.
Opposition to radical nationalism
There has been slow but steady progress in the ability of the state to take
legal action against perpetrators of hate speech and hate crimes. More people
are being prosecuted under a wider range of laws and being given stiffer
sentences.
Public action, both organized and spontaneous, against extreme nationalism
has also been growing. Some 1,500 people attended an "anti-fascist march" on
December 18. It is increasingly common for people on their own initiative to
destroy nationalist leaflets and graffiti. On occasion bystanders react
violently -- for example, beating up skinheads shouting offensive slogans. On
December 16 leftists attacked a nationalist music festival, setting off massive
fighting leading to many injuries and one death (of a leftist). The author
argues that such methods are counterproductive.
NOTES
(1) Despite the title of the report, it does not cover developments related
to radical non-Russian nationalist movements.
In this summary I mention only a few points that seem to me of particular
interest. I will be glad to forward the file containing the full report on
request. Further material is also available at http://xeno.sova-center.ru
(2) These figures only cover cases for which reliable data are available.
They do not include the victims of mass attacks or of assaults on homeless
people and former skinheads, as there are no reliable data for these categories.
Thus too much significance should not be attributed to the apparent trends. For
more on skinheads, see RAS No. 22 item 1.
(3) For a survey (now somewhat dated) of radical nationalist organizations,
including RNU and NBP, see my book "Russian Fascism: Traditions, Tendencies,
Movements" (New York: M.E. Sharpe, 2001).
(4) The congress was attended by over 1,000 delegates and guests from 70
cities in Russia, Ukraine, Belarus, Kazakhstan, and Abkhazia.
(5) For analysis of Dugin's Eurasianism, see RAS No. 12 item 3, also my book.
(6) The shift in emphasis does not mean that anti-Semitism has been
abandoned. In Krasnoyarsk, for instance, nationalists called for an
investigation of the supposed ritual killing of 5 children by Chassidim.
Back to the Top
ECONOMY
2. OIL AND GROWTH
SOURCE. Rudiger Ahrend (OECD Economics Department), Russia's Post-Crisis
Growth: Its Sources and Prospects for Continuation, Europe-Asia Studies, Vol.
58, No. 1, January 2006, pp. 1-24
Over the period 1999--2004 Russian GDP has risen on average by almost 7
percent per annum. Most observers had attributed the post-crisis recovery to
transient factors like the devaluation of the ruble and did not expect that it
would prove so strong or last so long. (1) Why have they been proven wrong?
The first factor that the author stresses is the "staggering" dependence of
growth on natural resource exports, oil above all. Over 2001--2004 natural
resources accounted for over a third of GDP growth (70 percent of growth in
industrial output), with oil alone accounting for almost a quarter of GDP growth
(45 percent of growth in industrial output). (2)
Russia's reliance on oil cannot be so heavy over the long term, as its oil
reserves are "comparatively limited." However, gas has the potential to take up
the slack, provided that progress is made in reforming the currently
monopolistic gas industry.
The second factor is the significant increases in labor productivity that
have occurred in almost all major industrial sectors, averaging nearly 10
percent per annum over 1999--2004 (over 12 percent in 2003--2004). In the
earlier part of the period productivity gains were achieved mainly by shedding
surplus labor ("passive restructuring"), but since 2002 the more efficient
organization of labor has also played its part ("active restructuring").
The third factor is improvement in the fiscal sphere. Tax reform has made
both for more effective tax collection and for the reduction of many tax rates.
Higher tax revenue, together with tighter fiscal policy, has generated surpluses
in the federal budget from which foreign debt has been repaid (with the aid also
of appreciation of the ruble). The burden of debt service has accordingly fallen
from 3.4 percent of GDP in 1999 to 1.2 percent in 2004.
A weak spot remains the investment rate, which at roughly 18 percent is much
higher than in the 1990s but still low in international comparison. (3) Although
there may still be some scope for fuller utilization of existing productive
capacity, Ahrend considers it unlikely that Russia can sustain high growth over
the medium term unless the investment rate increases.
The rate of investment depends, inter alia, on investor confidence in respect
for property rights on the part of the government. The Yukos affair does not
bode well from this point of view. Investment in oil extraction decreased by 25
percent in the period January-September 2004 -- a decline that the author
attributes directly to the Yukos affair.
Ahrend agrees that it would be in Russia's interest to diversify its export
structure, which in recent years has been heavily dominated by oil, gas, and
other natural resources, energy-intensive basic manufactures like steel,
aluminum, nickel, and fertilizer, and arms. However, he argues that
diversification "will occur gradually, if at all." Therefore the optimal
strategy for Russia is to continue to rely on resource extraction over the
medium term while aiming to diversify over the long term.
Let me make a critical observation at this point. Seeing how crucial the
distinction between "medium" and "long" term is to the author's prognosis, the
reader has a right to protest at his failure to state exactly what he means by
these terms.
Ahrend suggests that "the service sector could be another driver of long-term
growth." But increased demand for service presupposes a general rise in living
standards -- that is, increased production and export of material goods.
The author identifies three sources of risk in resource-driven development:
* external vulnerability to sudden changes in the terms of trade
* "Dutch disease" -- that is, the tendency to ruble appreciation in response
to pressure from resource export revenues, making domestic investment
unprofitable. It can be regarded as a kind of addiction.
* associated institutional pathologies (see following item for an example)
Ahrend believes, however, that these risks can be controlled and minimized.
(4) Rapid growth can be sustained over the medium term while furthering
long-term diversification, provided that a number of conditions are met: reform
of the gas sector, increased pipeline construction, continuing fiscal
discipline, limits on state interference in business, respect for property
rights.
NOTES
(1) For one of these less sanguine assessments, see RAS No. 27 item 3.
(2) The full importance of the natural resource sector is obscured by
distortions in the methodology used in Russia to compile the national accounts.
(3) The average rate for all OECD countries is 22 percent.
(4) He explains how it can be done in a forthcoming article in the journal
"Eurasian Geography and Economics" ("Can Russia Break the 'Resource Curse'?")
Back to the Top
ECONOMY
3. OIL AND BANKING
SOURCE. Anastasia Gnezditskaia (George Mason University), 'Unidentified
Shareholders': the Impact of Oil Companies on the Banking Sector in Russia,
Europe-Asia Studies, Vol. 57, No. 3, May 2005, pp. 457-80
The author examines the role of banks owned by oil extraction companies.
Seven of Russia's top 30 banks, accounting for 35-40 percent of all banking
assets, are "oil banks." In addition, there is a "gas bank," Gazprombank, and a
number of "mineral banks" such as MDM and Alfa Bank -- although in the latter
case the connection with specific companies is less tight.
"Oil banks" (1) first appeared in the perestroika years, but their current
importance has its origin in the collapse of the banking system in the financial
crisis of August 1998. At this time natural resource exporters closed their
accounts with the failing commercial banks and moved the money to the banks
under their control.
The oil banks work solely with the companies that own them. They feel no need
to attract the custom of regional industrial companies, let alone household
deposits. (2) Thus they are disconnected from the economy outside the oil and
gas sector.
The operations of the oil banks are highly opaque. Even the fact of oil
company ownership is often concealed behind the label "unidentified
shareholders." The Central Bank of Russia (CBR) does not regulate them
effectively, being more concerned with control over monetary indicators.
Gnezditskaya explains the channels through which oil and gas companies exert
influence on government:
* by forming alliances with local and regional elites in the regions where
resources are extracted
Such efforts do not always succeed. Indeed, in only 4 of 10 regions for which
information is publicly available do extractive companies have a fully
cooperative relationship with regional authorities.
* by trying to influence the outcome of local and regional elections --
again, not always with success
* by lobbying at all levels of government
Since 2000 they have been able to use for this purpose the Russian Union of
Industrialists and Entrepreneurs, previously dominated by the
military-industrial complex.
* by influencing appointments of state officials
There is a substantial interchange of high level personnel between key
companies and the government. This is especially striking in the case of
Gazprom.
* by cultivating ties with Duma deputies
* in several cases (e.g., Lukoil, Interros, Alfa Group) by making use of
owned media outlets
The influence of the oil and gas companies extends to foreign policy. For
instance, in 1995-96 Lukoil, which wanted to participate in oil exploration in
the Caspian Sea off the Azerbaijan coast, prevailed over the Ministry of Foreign
Affairs, which wanted to block exploration until the legal status of the sea was
settled.
The most interesting part of Gnezditskaia's study is her comparison between
the banking sectors in Russia and in other "petrostates" such as Libya, Saudi
Arabia, and Yemen. Here she draws in particular on the work of Karen Aziz
Chaudhry on the Middle East. (3)
NOTES
(1) Here and henceforth I use the term "oil bank" broadly, to include also
banks owned by other natural resource extractors.
(2) Ordinary citizens (if they use a bank at all) tend to hold their savings
at Sberbank, a state bank controlled by the Central Bank of Russia.
(3) See Chaudhry's book "The Price of Wealth: Economics and Institutions in
the Middle East" (Ithaca: Cornell University Press, 1997).
Back to the Top
ECONOMY
4. FORESTRY REFORM
SOURCE. Tomila Lankina, Karelians Denounce Federal Forestry Reforms, Russian
Regional Report, Vol. 11, No. 5, 14 February 2006
The Duma is currently considering the draft of a new Forest Code to reform
the management of Russia's forestry resources. In January 2006 the author
conducted interviews in Karelia (northwestern Russia) with local officials,
businessmen, scientists, NGOs, and activists of the Vepps ethnic minority. All
respondents were opposed to the draft code but felt powerless to influence its
content. (2)
Forests are federally owned, but for most of the post-Soviet period control
over their use was mainly in the hands of regional governments. New legislation
in 2004 shifted the locus of control back toward the federal center.
The new code is based on a "business first" philosophy. One provision
especially disliked by residents of Karelia is the introduction of auctions to
sell forest tracts to the highest bidder, whether from inside or outside the
region. Even "Group I" forests adjacent to urban areas, lakes, and rivers will
be available for auction, eliminating zoning restrictions and threatening the
free access of local people to their natural environment.
Another likely consequence is that local government will no longer be able to
force timber companies that dominate the local economy to pursue "socially
responsible policies" such as the construction of heating facilities for local
communities.
NOTES
(1) The Vepps, like the titular Karels, belong to the Finno-Ugric family. See
RAS No. 33 item 6.
(2) Documents expressing local views were sent to the Duma, only to disappear
without trace.
Back to the Top
EPIDEMIOLOGY
5. MALARIA MAKES A COMEBACK
SOURCE. Russian Academy of Medical Sciences et al. Izmenenie klimata i
zdorov'ye naseleniya Rossii v XXI veke [Climate Change and the Health of the
Population of Russia in the 21st Century]. Moscow: Adamant, 2004 (1) Papers by
V. P. Sergiev et al. and by V. V. Yasukevich and S. M. Semyonov, pp. 138-46
Malaria was rife in the tsarist empire and in the first three decades of the
Soviet regime. The numbers of sufferers registered annually in 1900--1914 was in
the range 3--3.5 million.
But the worst years were 1934 and 1935, with over 9 million cases registered
in the USSR as a whole and over 5 million in the RSFSR alone. The sharp rise in
the early 1930s appears to have been one of the byproducts of forcible
collectivization. Not only did total numbers peak at this time, but the mass
deportation of peasants ("kulaks") from the Volga, the Kuban, and Ukraine spread
the disease into the European North, where it had not previously been present.
A vigorous campaign against malaria helped bring the figures down
substantially in the second half of the 1930s (under 2 million in the RSFSR by
1940). After the war the campaign was resumed, and by 1960 (2) malaria was no
longer extant in the Soviet Union. In the whole of the period 1960--2000 there
were only three local outbreaks, all in the North Caucasus. (3)
Since 2000, malaria has made a comeback in Russia, although so far on a
fairly modest scale. Sporadic cases have appeared in the summer months (July and
August) in certain districts of Moscow and in some places in Moscow Province.
Annual registration in Russia as a whole runs currently at about 1,000.
Most cases of malaria originate in CIS countries where the disease is more
widespread, reaching Russia as a result of migration. However, the number of
cases of local origin has been growing. Thus in 1998 there were 1,019 "imported"
cases and 63 of local origin, while in 2002 the corresponding figures were 764
and 134.
Malaria has been imported mainly from Tajikistan, where the disruption of
civil war combined with an influx of malaria-carrying refugees from Afghanistan
to generate the first post-Soviet malaria epidemic. The civil war and the
ensuing destitution, of course, also generated the massive flow of refugees and
labor migrants who took the malaria to Russia and other CIS countries.
In the last few years Kyrgyzstan has become a second significant source of
malaria, with 2,744 local cases registered in 2002. The epidemiological
situation in Azerbaijan is also cause for concern.
Specialists consider it likely that under the impact of global warming new
sources of malaria will emerge within Russia itself. There is a steady increase
in the area of stagnant inland water and marshland suitable for the breeding of
mosquitoes. (4) Potential malarial habitats are appearing at higher altitudes
(over 1,500 meters, i.e. 5,000 feet, above sea level). In addition, the season
during which infection would be possible is growing longer.
As in the US and other countries, mosquitoes are gradually penetrating
further north as temperatures rise. It is a matter not only of the numbers of
mosquitoes, but also of the mix of mosquito species. In various parts of Siberia
it has been observed that species adapted to a relatively cool climate are
giving way to species that prefer warmer temperatures and are more prone to
carry malaria.
NOTES
(1) This is a collection of papers presented to an international seminar held
in Moscow on April 5-6, 2004 (edited by Academician N.F. Izmerov and Drs. B.A.
Revich and E.I. Korenberg).
Sponsoring organizations were:
* Division of Prophylactic Medicine of the Russian Academy of Medical
Sciences
* Center of Demography and Human Ecology of the Institute of
National-Economic Forecasting of the Russian Academy of Sciences
* Russian Regional Ecological Center
* "Environmental Defense" (an American NGO)
The health impacts of global warming analyzed in the volume are complex and
diverse. At the same time, global warming is not the only significant factor
involved in many of the epidemiological problems discussed. I shall deal with
other impacts in future issues of RAS.
(2) Or even by 1957 according to one source.
(3) Two occurred in Daghestan (105 and 23 cases, respectively) and one in
Karachayevo-Cherkessia (13 cases).
(4) For a useful introduction to mosquitoes, see Andrew Spielman and Michael
D'Antonio, Mosquito: A Natural History of Our Most Persistent and Deadly Foe
(New York: Hyperion, 2001).
Back to the Top
EPIDEMIOLOGY
6. AIDS IN THE SOUTH CAUCASUS
SOURCE. HIV/AIDS in the Caucasus Region: A Socio-Cultural Approach. Culture
and Development Section, Division of Cultural Policies and Intercultural
Dialogue, UNESCO (http://www.unesco.org/culture/aids). June 2005 (1)
The first cases of HIV/AIDS in the South Caucasus (Georgia, Armenia, and
Azerbaijan) were reported in the late 1980s. By 2003 registered cases in the
three countries taken together numbered 1,200, with a total of 243 deaths
attributed to AIDS. Observers agree that these figures are too low: due to cost
and/or stigma many sufferers do not seek treatment. UNAIDS estimates that the
true figure lies in the range 3,500--19,000. Nevertheless, AIDS is much less
prevalent than in Russia and Ukraine, though the rapid rate of increase is cause
for alarm.
Effective treatment for AIDS is not widely available. As of mid-2002, only 8
people in the whole region were receiving anti-retroviral therapy. (2)
The main channels of transmission of AIDS in the South Caucasus are
intravenous drug use with needle sharing and heterosexual sex (especially
through prostitution). The other three possible channels -- homosexual sex,
medical (e.g., blood transfusion), and mother-to-child -- account for under 5
percent of cases. (3)
Thus there are high concentrations of infection among drug users and among
prostitutes and their clients. However, the spread of AIDS to the broader
population is facilitated by the fact that these are NOT marginal or isolated
groups:
* Drug users are not strongly stigmatized. (4) Many of them are highly
educated and well integrated socially.
* Most prostitutes are "respectable" women acting under economic compulsion.
Many have non-commercial partners; in Armenia a quarter are married. Many are
also drug users.
Besides widespread poverty, factors conducive to the growth of prostitution
are:
-- large concentrations of well-paid male workers away from home to earn
money in the oil and gas sector; and
-- tolerance of male use of prostitutes. In a survey in Georgia 76 percent of
young people said that it was acceptable for a young man to be taken to a
prostitute for sexual initiation.
The large scale of labor migration exacerbates the problem. 79 percent of
those registered with HIV in Georgia were reportedly infected through drugs or
sex while in Russia or Ukraine. Women trafficked for sex work abroad also return
with AIDS.
Public perceptions of AIDS reflect the images in the Western and Russian
media rather than local realities. Thus people associate AIDS with homosexual
and medical transmission, although neither of these has been a significant
factor in the South Caucasus.
Many survey respondents also believe that you can catch AIDS by sharing
towels or toilets, kissing, or even shaking hands. (5) These fears fuel hostile
and discriminatory attitudes toward AIDS sufferers.
Many efforts by NGOs and IGOs (intergovernmental organizations) in the field
of AIDS education have failed due to the absence of appropriate local NGOs to
serve as partners and to cultural insensitivity. Parents, and sometimes teachers
too, oppose sex health education for children, especially for girls. If children
are to be educated, then adults will have to be educated first.
This will require gaining the cooperation of local social, including
religious, networks. It is interesting to note that Moslem organizations in
Azerbaijan have been supportive of AIDS education, while the Georgian Orthodox
Church has blocked the introduction of a national health curriculum in Georgia's
schools. The spread of Islam may therefore create more favorable conditions for
AIDS education and prevention. (6)
NOTES
(1) Report produced in the framework of UNESCO project "Culturally
Appropriate Information, Education, Communication for HIV Prevention in the
Three Caucasus Countries." Project funded by Flemish government. Chief
Scientific Consultant -- Professor Cynthia Buckley (University of Texas at
Austin).
(2) These 8 people were in Georgia.
(3) A similar pattern applies to Russia, except that medical transmission has
played a bigger role there (e.g., the outbreak in Elista, Kalmykia). See RAS No.
8 item 9.
(4) More stigma is attached to drug use in Azerbaijan than in Georgia and
Armenia.
(5) Even in a big city like Baku, 10 percent think you can get AIDS by
shaking hands.
(6) The last thought comes from me, not the authors of the report.
Back to the Top
LAW
7. THE CONSTITUTIONAL COURT VERSUS
THE PROCURACY
SOURCE. "Supervision of Legality: The Evolving Role of the Procuracy."
Statutes & Decisions: The Laws of the USSR and Its Successor States. A Journal
of Translations (M.E. Sharpe of New York), Vol. 41, Nos. 1-2, January-February
and March-April 2005
In post-Soviet Russia, as in the USSR, the Procuracy is a very powerful body.
In addition to fulfilling functions carried out in the US by the public
prosecutor, it is responsible for oversight of the whole legal system. Citizens
with grievances against other state bodies may have recourse to the Procuracy.
(Whether they get any satisfaction is another matter.) But where can they turn
if they have grievances against the Procuracy? There is a place they can turn,
and not necessarily in vain: the Constitutional Court of the Russian Federation
(CCRF).
These issues of "Statutes & Decisions" reproduce the federal law of 1992 that
regulates the work of the Procuracy (No. 2202-1) and a series of rulings of the
Constitutional Court that pertain to the powers of the Procuracy. Here I
describe four cases in which citizens or regional authorities contested actions
of the Procuracy and the CCRF found in their favor. (1)
CCRF Decree No. 3-P of 2/18/2000
Citizen B. A. Kekhman lives in Samara. When the local administration
demolished the building in which he owned an apartment, he complained to the
district procurator. The district procurator investigated the matter and
(predictably) found the complaint groundless. Citizen Kekhman then asked to
inspect the documents of the investigation. His request was denied. He
petitioned the district court to reverse the decision to deny his request. The
court (again predictably) found in favor of the procurator. He then appealed in
succession to the Samara Province Court and to the Supreme Court of the Russian
Federation, again without result. Finally, he took the matter to the CCRF, which
found in his favor. Persistence can pay off, it seems!
The district, province, and supreme courts had all relied on Article 5.2 of
the law on the Procuracy, which states that a procurator or investigator is not
obliged to provide access to documents except in certain cases specified by
federal law. The CCRF pointed out that this provision must be interpreted in
context: its purpose is to protect the independence of the Procuracy by
preventing inappropriate interference in its work. It is not intended to prevent
citizens from exercising their constitutional right of access to information,
subject only to overriding considerations of state secrecy that do not apply in
cases of this kind.
CCRF Decree No. 13-P of 7/17/02
The most important question raised by the petitioner in this case was the
following. Does a procurator have the right to demand that an acquittal be
reversed and a criminal case sent back for a second examination on the grounds
that the preliminary investigation was incomplete or one-sided or the court's
conclusions inconsistent with the facts?
The CCRF answered no. Citing the Convention on the Protection of Human Rights
and Basic Freedoms, to which Russia is a signatory, it argued that a second
investigation and trial can be held only if there had been an important
violation of legal procedure or if significant new evidence had come to light.
It ruled that those provisions of the law on the Procuracy and of the Code of
Criminal Procedure which permit a second investigation and trial under any other
circumstances contravene the Constitution.
CCRF Decree No. 6-P of 4/11/2000
The procurator of Kemerovo Province petitioned the Kemerovo Province Court to
invalidate a law on price policy adopted by the province legislature as
contravening federal law. The court did as the procurator asked. The Kemerovo
province authorities then asked the CCRF to rule on whether courts of general
jurisdiction had the power to invalidate laws of subjects of the federation on
these grounds.
The CCRF answered no. The Constitution grants such powers only to the CCRF
itself, and those provisions of the law on the Procuracy which vest such powers
in other courts contravene the Constitution.
CCRF Decree No. 13-P of 7/18/2003
In a somewhat similar case, the authorities of Tatarstan and Bashkortostan
asked the CCRF to rule on whether courts of general jurisdiction have the power
to invalidate provisions of constitutions or charters of subjects of the
federation (2) as contravening the Constitution of the RF.
Again, the CCRF answered no. Only the CCRF itself can decide cases of this
type. Accordingly, those provisions of the law on the procuracy and of the Code
of Civil Procedure which vest such power in courts of general jurisdiction are
unconstitutional.
So the Constitutional Court does not necessarily take the side of the
authorities in disputes with individual citizens, nor the side of the federal
center in disputes with regional governments. (3) We may conclude that the idea
of the rule of law is at least not completely absent from Russian judicial
practice. True, there remains the little matter of whether procurators actually
implement court decisions that they don't like. Can someone answer that question
for us?
NOTES
(1) I omit cases dealing with matters of less general interest, such as the
age at which procuracy officials have to retire. The March-April issue also
contains translations of articles on various aspects of procurators' work.
(2) "Ethnic" Republics in the RF have the right to adopt their own
constitutions. "Russian" provinces and territories cannot adopt constitutions
but can adopt their own charters. These constitutions and charters of subjects
of the federation have a special legal status higher than that of ordinary laws
of subjects of the federation.
(3) This is consistent with a finding of the Reddaway-Orttung study on
federal-regional relations (see RAS No. 33 item 3).
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RUSSIA AND ITS NEIGHBORS
8. NUCLEAR ENERGY COOPERATION
SOURCE. Yuri Humber, Putin Revives Nuclear Alliance, Moscow Times, January
13, 2006, as reproduced in Russian Environmental Digest, Vol. 8, No. 3, January
9-15, 2006
The author reports new developments in nuclear energy cooperation between
Russia, Ukraine, Kazakhstan, and Kyrgyzstan:
* A new joint mining venture in southwest Kazakhstan (ownership: 45 percent
-- Russian state companies, 45 percent -- Kazakhstan, 10 percent -- Kyrgyzstan)
will yield 500 tons uranium ore per year, starting in the second half of 2007.
Kazakhstan cannot compete with Australia and Namibia on the world uranium
market; it is willing to help supply nuclear power plants in Russia and Ukraine
in return for aid in building new nuclear power plants in Kazakhstan.
* Another joint venture under discussion concerns the Kharkov firm TurboAtom,
which makes turbines for nuclear facilities.
To the extent that Russia and its CIS neighbors increase reliance on nuclear
energy, their interdependence in this field may constrain tension and rivalry
associated with the oil and gas sector.
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RUSSIA AND ITS NEIGHBORS
9. Irina Isakova, Russian Governance in the 21st Century:
Geo-strategy, Geopolitics and Governance (New York: Frank Cass, 2005)
Reviewed by Douglas Blum (head of Department of Political Science, Providence
College, RI, USA)
In this monograph Irina Isakova provides a solid, and in many ways remarkably
comprehensive, discussion of the relationship between political and military
reform under Vladimir Putin.
In the first part of the book Isakova examines the decision-making process
and the factors affecting it, including policymakers’ intentions. Chapter 1
provides a rather standard overview of competing ideological orientations -
Western, Eurasian, Neo-Eurasian, and pragmatic geopolitics -- and concludes that
the latter has become the predominant view of the Russian elite. While hardly
surprising, this observation is nevertheless important because it allows Isakova
to argue that Putin’s policy approach is marked by a relatively high degree of
consensus, especially once the prevailing statist assumptions are linked to an
operational reform strategy. Unfortunately, Isakova never problematizes or seeks
to explain the very prevalence of such statist beliefs. If they stem not so
much, or not simply, from Putin’s personal vision of political change, then
where do they come from, and to what extent have they gained consensual support?
Still, Isakova’s survey of the ideological landscape is solid, and the upshot is
clear enough: a consistent foreign and domestic policy can be seen unfolding
since Putin’s ascension to power, geared to the twin inseparable goals of
strengthening the state as well as the country’s economic potential.
Chapters 2-4 analyze the pattern of Russian foreign policy under Putin. The
key theme here is the connection between strengthening the state and pursuing a
more assertive policy abroad. The result is somewhat ambivalent, however, since
seeking to strengthen the state requires attracting foreign capital, which in
turn places limits on Russia’s geopolitical ambitions.
In particular, Isakova suggests that the military plays a leading role in
Russia’s development strategy, both because the military industrial complex
(MIC) has an enormous infrastructural presence and because it is perceived to
offer the most potential for technological advancement. While the author
provides a fine survey of the main strategic issues and institutions affecting
Russian-Western relations, one nagging question concerns the actual scale and
scope of FDI into the Russian economy, and specifically the MIC. In practice,
aside from the fairly distinct space sector, such investments have not been
forthcoming in any substantial volume; in fact, the trend under Putin has been
to further tighten state control over MIC enterprises. Isakova is perhaps on
firmer ground in her able discussion of strategic partnerships and geopolitical
calculations. Here she suggests that Putin’s Asian policy provides a
countermeasure to Russia’s marginalization in the West, and to America’s
spreading power in Eurasia. She also points to the ongoing debate over how far
cooperation on international terrorism should be allowed to proceed, including
whether this constitutes a form of capitulation to the US.
The second section of the book focuses squarely on domestic reforms. In
Chapter 5 Isakova nicely analyzes Putin’s overall strategy of reform,
emphasizing the importance of centralization. This is an extremely clear and
concise treatment, which students will find helpful inasmuch as it integrates a
wide range of developments across virtually all areas of public policy. Along
the way, Isakova rightly notes the importance of tensions in center-periphery
relations, due to ethnic and geopolitical factors (Caucasus and Siberia) or
economic factors (Volga-Urals). She also stresses the importance of the
Presidential Envoys in managing such tensions within the Federal Districts,
including their role in fostering transborder cooperation and transportation
connections, which both add to the state’s coffers and provide local
development. One lingering question, however, is that Isakova contends that
reforms of the municipal and judicial systems provide a meaningful counterweight
to recentralization. Yet it remains unclear just how much the latter has
occurred in actual practice, especially given the fact that implementation of
the Law on Local Self-Government has twice been postponed (most recently, until
2009).
Nevertheless, the real strength of this and the succeeding chapters is in
showing how changes in domestic politics, civil-military relations, and security
policy are interrelated. Isakova argues that "the new administrative structure
of the state is directly linked with the future of the military reform" (pp.
234-5). After all, as she notes, the Federal Districts not only overlap with
military districts, but also promote a heightened degree of functional
differentiation and coordination in security matters.
A concluding chapter stresses the key goal of international integration for
domestic development purposes, and the ways in which Putin has pursued this goal
by seeking to strengthen the state. This, in her view, has involved "territorial
command and control planning, with strong monitoring and control features" (p.
305). However, while she acknowledges the existence of clear top-down mechanisms
within this process, she also argues that a substantial degree of bottom-up
engagement has occurred. This includes a broad level of consensus regarding the
objectives and modalities of Putin’s reforms, and, most importantly, a
significant degree of autonomy retained by regional authorities. Accordingly,
Isakova insists that the apparent verticality of Russian politics is actually
"subject to negotiations from below." As already suggested, it is not entirely
convincing that this offsetting trend of decentralization has actually taken
root. Yet it is a productive line of reasoning to think through, and specialists
will be in Isakova’s debt for her fine and often provocative analysis of
contemporary Russian politics.
Back to the Top
HISTORY
10. THE DREAM CITY OF KITEZH
SOURCE. Ye. M. Yukhimenko, "Grad Kitezh" russkogo staroobryadchestva [The
"City of Kitezh" of the Russian Old Believers], pp. 105-113 in RAN Institut
Slavyanovedeniya [Institute of Slavic Studies of the Russian Academy of
Sciences], Utopiya i utopicheskoye v slavyanskom mire [Utopia and the Utopian in
the Slavic World] (Moscow: Izdatel Stepanenko, 2002)
What is Kitezh? Well, there's a store called Kitezh, a restaurant called
Kitezh, a "children's eco-community" called Kitezh, and a minor planet -- they
used to be called asteroids -- called Kitezh. (1) The original Kitezh was a
legendary Russian city that resisted the Tatar-Mongol invasion by submerging
itself in a lake (or in another version, dissolving into mist), leaving behind
only the ringing of its bells -- the Kitezh immortalized in Rimsky-Korsakov's
opera "The Tale of the Invisible City of Kitezh" (1903).
But there is more to it than this. Kitezh is a Christian utopia, "our
unbegotten dream" (Voloshin). In a 1924 article, the church historian A. V.
Kartashev wrote that Russian religiosity saw in Christianity a revelation of the
coming replacement of this sinful, unclean world by a holy yet earthly and
material "city-cathedral" (2) of divine grace and light. Jerusalem was such a
city, so was Kitezh. And above all for the Orthodox dissidents known in English
as "Old Believers" -- though the Russian term refers to the "Old Rite" not "Old
Belief."
For the "old believers" excommunicated by the church council of 1666-67 had
exactly the same religious beliefs as the church reformer Patriarch Nikon. (3)
The sole substantive matters of contention were such questions as the number of
fingers to be used in making the sign of the cross (2 or 3?) and slight
differences in the wording of certain prayers (e.g., the number of hallelujahs).
The dissidents' REAL offense was that of defying ecclesiastical authority, and
those of them who did later submit were given express permission to continue
performing the rites as they preferred.
The first teachers of the Old Rite were greatly distressed by the schism in
the church and regarded it as a sign of "the last days." Cruelly persecuted,
they sought salvation from "the world of the Antichrist" either by immolating
themselves or by fleeing to the Russian borderlands.
They first trudged north into the "Vyg wilderness" -- a remote and still
uninhabited tract of dense forest and marshland around the River Vyg, northeast
of Lake Onega. (4) The first Old Rite monks and hermits arrived here in the
1680s, mainly from the monasteries on the Solovetsky Islands in the White Sea.
Old Rite peasants followed and established settlements in the early 1690s. In
1694 two settlements were merged to form a monastic community that was to become
the administrative center of the new district: chapel and refectory in the
middle, cells, hospitals, and workshops around the perimeter, all surrounded by
a high wooden fence. A similar community for women was established in 1706.
By 1700 some 2,000 Old Riters from various parts of Russia were living in the
Vyg district. They maintained a diversified economy of plow land and orchards,
livestock rearing, culling of marine animals, and handicrafts. Expectations of
the end of days faded: they felt settled and were coming to look on the Vyg as
their homeland. Rules adopted by the Vyg council (sobor) in the 1720s and 1730s
regulated their way of life: segregation of the sexes, attendance at service,
obedience to the abbot, no private property, etc.
The first half of the 18th century was the golden age for the Vyg. A new
policy of government toleration of the Old Rite enabled the Vyg council to find
some highly placed patrons and normalize their relations with Moscow. By 1725 a
trade in grain was underway and a pier had been built on the Onega shore. Books,
manuscripts, and icons were collected and a library founded; monks wrote
chronicles; a cult of local saints grew up. By the 1740s two mills were
functioning and shipbuilding was in progress.
Under Nicholas I the state resumed its persecution of the Old Rite and the
Vyg entered a period of decline. Trade was obstructed, chapels closed, books and
icons confiscated, buildings and even cemeteries destroyed. Nevertheless, the
Vyg remained a center of the Old Rite well into the 19th century. Even after
that, an unusually high level of literacy bore witness to the special history of
the district.
So was Kitezh on the shore of Lake Ladoga, or under its waters? Yukhimenko
does not claim any direct connection between Kitezh and the Vyg, but sees a
symbolic link.
Nowadays Kitezh is no longer underwater, but lives on in a new medium of our
unbegotten dreams, cyberspace. (5)
NOTES
(1) Discovered by N. S. Chernykh in 1979.
(2) It is sometimes claimed that Debussy's prelude "La Cathedrale Engloutie"
(The Sunken Cathedral) was inspired by the legend of Atlantis. But surely they
didn't have any cathedrals on Atlantis. Carolyn Abbate draws a connection
between Debussy's "phantom sounds" and Kitezh (Cambridge Opera Journal, March
1998). That seems much more plausible.
(3) I draw here on the account of the schism by V. O. Kliuchevsky in Chapter
XV of his "A Course in Russian History: The Seventeenth Century" in the
translation by Natalie Duddington (New York: M.E. Sharpe, 1994).
(4) In Russian: Vygovskaya pustynya. In English let us speak of "the Vyg
district" or simply "the Vyg," just as we refer to "the Volga region" or "the
Volga."
(5) There is a "virtual Kitezh" at http://kitezh.onego.ru/e-kitezh.html
Back to the Top
RUSSIAN LANGUAGE: FOCUS ON ORTHOGRAPHY
11. A POTTED HISTORY OF THE RUSSIAN
ALPHABET
The Russian alphabet now has 32 letters -- or 33 if you allow "yo" to count
as a separate letter. (1) It is the end product of successive reforms of the
"Cyrillic" alphabet attributed to St. Cyril, a 10th-century missionary from
Byzantium. (2)
Cyril relied mainly on the Greek alphabet. Even today it is easy enough to
spot most of the Russian letters that have their origin in Greek. Even those
letters that look as though they might come from Latin mostly come from Greek
(e.g. K -- kappa, P -- rho, T -- tau). But Greek letters could not be found for
certain sounds in Slavic speech, and so there was SOME input from Latin,
including a letter looking like S (for the sound "dz") that was later abolished
by Peter the Great.
There was also some input from Hebrew, which before Cyril had been widely
used to transliterate Slavic languages under the cultural influence of the
Judaized Khazars. In particular, the resemblance between the Cyrillic "sh" and
the Hebrew letter shin is unmistakable (3 vertical lines joined at the bottom).
The voiced counterpart to "sh" -- "zh," one of the letters apparently invented
by Cyril -- looks like an adaptation of "sh" (with the outer lines bent inward).
Later Peter added a hook to "sh" to make "shch"; so since then there have been 3
Russian letters that have their origin in Hebrew.
The first great reform of the Russian alphabet was that carried out by Peter
in 1708-10. Several letters, including the Greek xi, psi, and omega, were
dropped and the form of others simplified. The Russian Academy of Sciences
introduced further changes in 1735, 1738, and 1758.
The second great reform came in 1917, following long and bitter controversy.
(3) It can be regarded as the joint work of the Provisional and Soviet
governments, both of which issued key documents specifying the content of the
reform. (4) Another 4 letters were eliminated. One of them was the Greek theta
(Russian doesn't have the sound "th"), turning "orthografiya" (orthography) into
"orfografiya." Use of the hard sign was abolished at the end of words, but
retained in the middle of words where required to indicate that a consonant is
hard not soft. Some further minor modifications to spelling rules followed
during the Soviet period.
NOTES
(1) See RAS No. 25, item 13.
(2) To see the Russian alphabet as it existed at various times in history, go
to http://www.omniglot.com/writing/cyrillic.htm
(3) The source gives detailed information about the course of debate and the
alternative schemes proposed in the decades leading up to 1917.
(4) Circulars of the Ministry of Popular Enlightenment dated May and June
1917, a decree of the Council of People's Commissars in October 1917, and a
decree of the People's Commissariat of Enlightenment in December 1917. The
source for the following item reproduces all these and other documents.
Back to the Top
RUSSIAN LANGUAGE: FOCUS ON ORTHOGRAPHY
12. POST-SOVIET CHANGES IN RUSSIAN
ORTHOGRAPHY
SOURCE. T. Grigoryeva, Tri veka russkoi orfografii [Three Centuries of
Russian Orthography] (Moscow: Elpis, 2004), pp. 228-43
The author discusses two main developments in Russian orthography in the
post-Soviet period: a limited revival of elements abolished in the reform of
1917 and the infiltration into Russian usage of letters from the Latin alphabet.
The pre-1917 element most frequently encountered is the hard sign at the end
of words ending with a hard consonant. This may be done just to create an "old
world" impression, as in plaques indicating that Pushkin, Suvorov, or some other
pre-revolutionary personage once lived in a certain building or in the names of
firms and product brands that are supposedly successors to tsarist-era
counterparts.
In some cases the use of pre-1917 elements signals a genuine cultural or
political orientation toward the tsarist era and its values. The publications of
the nationalist-monarchist movement "Pamyat" (Memory) have always appeared in
the old alphabet. Mainstream periodicals of the Russian Orthodox Church make
limited decorative use of the old letters: they appear in headings and epigraphs
but not in ordinary text.
Alexander Solzhenitsyn and Academician Dmitry Likhachev (an eminent historian
of moderate nationalist views) have both advocated a full return to the pre-1917
alphabet. However, the majority of Russian philologists are opposed to such a
step. Grigoryeva herself says that use of pre-1917 elements should be restricted
to people with the necessary competence and to cases in which they are
"functionally significant." Using the old alphabet has become an "entertainment
of the poorly educated" and errors are rife.
The infiltration of the Latin alphabet reflects the widespread presence of
Western languages, especially English. Numerous words have been adopted into
Russian from English and transliterated into Cyrillic, so spelling them in Latin
letters is obviously the next step. The practice is common in advertising, but
it is found occasionally even in academic texts.
It is, however, a trifle jarring to see Cyrillic and Latin letters used
together in the same word. Among the examples of this cited by the author, we
have a car repair firm called "Avtozona" with "avto" in Cyrillic and "zona" in
Latin letters and a rock band calling themselves "deadushki" -- "dead" in Latin,
"ushki" in Cyrillic. (This is a play on words, "dedushki" meaning "granddads.")
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