Kathryn R. Schultz, Senior Research Analyst,
Center for Defense Information
4 December 1996
U.S. Nuclear Posture:
The fall of the Berlin wall and the dissolution of the Soviet Union
prompted the United States to conduct a Nuclear Posture Review.
Released in September 1994, the Nuclear Posture Review essentially accepted
the numbers established by the START II Treaty. The only change in force
structure called for under the NPR was that the U.S. submarine force
under START II consist of 14 submarines all with D-5 missiles, rather than
the 18 submarines with a mixture of C-4 and D-5 missiles as originally
planned. The NPR also recommended that the United States not pursue deeper
cuts until it eliminates delivery systems under START I, gets START II
ratified, and gets moving on implementing START II.
The United States has reduced its nuclear weapons stockpile significantly.
From a Cold War high of approximately 32,000 weapons in 1966, the United
States today maintains roughly 15,000 deployed and stored, long- and short-range
nuclear weapons.
In September 1991, President George Bush, in a successful bid to prompt
the return of all Soviet
short-range nuclear weapons to Russian
territory, ordered the withdrawal of all U.S. tactical nuclear weapons
from overseas with the exception of Air Force bombs deployed in Europe.
The majority of these tactical nuclear weapons have been destroyed. As
a result, the Army is now nuclear free. The only U.S. nuclear weapons based
overseas are the roughly 480 U.S. tactical B-61 nuclear bombs deployed
in Europe. These bombs are believed to be based in 7 European countries
(Germany, UK, Turkey, Italy, Greece, Netherlands, and Belgium), with half
of the weapons in Germany.
The number of targets in the Single Integrated Operational Plan
(SIOP) has also been reduced, but the actual number of targets is classified.
We do know, however, that Presidents Clinton and Yeltsin have ordered that
their nuclear weapons no longer target each other. These weapons now target
the Atlantic Ocean. There are no provisions, however, to verify the retargeting
of weapons and targets can quickly be changed.
The United States is in the process of complying with the START I
Treaty. All 450 Minuteman II ICBMs have been removed and silos are
being destroyed in accord with the START I Treaty. In 1990, the United
States had 32 ballistic missile submarines in the operational stockpile.
Today, that number is down to 16 and will, under START II, be reduced to
14. The B-52 bomber fleet has been halved due to the retirement of the
older -G models. Bombers no longer stand with their engines running, fully
loaded with nuclear weapons. The alert status of all weapons to be eliminated
under START II is to be reduced once the Russian Duma ratifies the START
II Treaty.
Assuming that the START II Treaty is ratified by the Russian Duma and
both START Treaties are fully implemented, the total U.S. nuclear arsenal
will shrink from 15,000 today to some 10,000 nuclear weapons (including
3,500 deployed strategic, 950 operational tactical, 2,500 "hedge", and
2,500 "inactive reserve" -- tritium removed but intact ). The huge numbers
of weapons in the "hedge" stockpile and in "inactive reserve" are planned
in the event of a reversal of free market and democratic reforms in Russia.
Although Undersecretary of Defense Paul Kaminski has stated that "we do
not see an intent (on the part of the Chinese or the Russians) that goes
with the (nuclear) capability," the Pentagon plans, in the words of Defense
Secretary William Perry, to "maintain a hedge to return to a more robust
nuclear posture should that be necessary." [Dark Clouds of
Nuclear War Threat Fading, But Not Gone, Prepared remarks by Paul G. Kaminski,
undersecretary of defense for acquisition and technology, to the Military
Research and Development and Military Procurement subcommittees, House
National Security Committee, Sept. 27, 1996.]No proposals for deeper
cuts beyond START II have been offered. The Administration's position is
that START III negotiations must wait until after START II has been ratified
by the Russian Duma.
When the Cold War ended, the United States was spending about $70 Billion
to prepare to fight a nuclear war. Today, that number is down to roughly
$27
Billion annually. These figures include stockpile stewardship activities
and the procurement, operations, and maintenance of weapons systems. In
contrast, the United States spends only $2.2 Billion (roughly the price
of one B-2 bomber) to prevent nuclear war. These preventive measures include
funding for arms control and nonproliferation agreements, support for the
International Atomic Energy Agency, and assistance to the former Soviet
Republics to dismantle nuclear weapons and safeguard nuclear materials.
The principal reason for the reduction in spending to prepare to fight
a nuclear war is that research, development, and production of new nuclear
weapons delivery systems has been greatly reduced. The U.S. is only
finishing the planned buys of B-2 bombers, Trident II submarines, and
Trident II D-5 submarine-launched ballistic missiles. The last B-2 bomber
is scheduled to roll off the assembly line in 1997 and enter the fleet
in 2000, bringing the total number of B-2s to 21. We can, however, expect
the Republican-controlled Congress to once again try to resurrect the program
in 1997 and force the Administration into procuring additional bombers
that even the Pentagon does not want or need. The D-5 missiles currently
being built will be used to replace the 10-year old C-4 missiles currently
deployed on four Trident submarines. The D-5s will use the same W-76 warheads
as the C-4s they will replace.
There has not been much of a reduction in the amount of money spent
by the Department of Energy on nuclear weapons activities. Although the
United States no longer makes nuclear warheads and, with the signing of
the Comprehensive Test Ban Treaty in September, has given up nuclear explosive
testing, DOE nuclear weapons activities will cost taxpayers some $40 Billion
over the next ten years. As part of its Science Based Stockpile Stewardship
(SBSS) program, the Department of Energy plans to maintain the Nevada
Test Site and construct nine new facilities, all of which have nuclear
weapons design capabilities. One such program is the National Ignition
Facility (NIF). Scientists plan to bombard tritium and deuterium with laser
beams in this football-sized complex to learn more about the effects of
radiation which could be used to help scientists design new nuclear weapons
with greater reliability, survivability, and lethality.
Scientists also plan to conduct subcritical tests in the Nevada
desert. In these underground nuclear tests, the fissile material pit is
replaced by a mechanically-equivalent hollow sphere with very low levels
of nuclear material so that a self-sustaining chain reaction will not start.
Although neither NIF nor subcritical tests will violate the letter of the
CTBT because no explosive yield will be generated, SBSS activities are
widely viewed as a violation of the spirit of the treaty. While most nations
would need to conduct explosive tests in order to improve their nuclear
arsenals, those nations with sophisticated nuclear weapons technology could
use these types of laboratory and computer-simulated tests not only to
maintain first-strike confidence in an aging arsenal, but also to design
new nuclear weapons.
U.S. Nuclear Doctrine:
The 1994 Nuclear Posture Review asserted that nuclear weapons are necessary
for deterrence and contribute positively to the security of the United
States and its allies. This was reaffirmed in the Secretary of Defense's
1996 Annual Report which states that "U.S. nuclear forces remain
an important deterrent. In order to deter any hostile nuclear state
and to convince potential aggressors that seeking a nuclear advantage would
be futile, the United States will retain strategic nuclear forces sufficient
to hold at risk a broad range of assets valued by potentially hostile political
and military leaders. This requirement is fully consistent with meeting
America's current arms control obligations." [Chapter 1,
U.S.
Defense Strategy, 1996 Annual Defense Report, 30 July 1996.]
The only difference from previous reports is the addition of the last sentence,
which is less a result of the end of the Cold War than the pressure by
the nonnuclear weapons states and the threshold nuclear weapons states
to hold the United States and other members of the nuclear club to the
commitments made in the Non-Proliferation Treaty and the Principles and
Objectives Statement of May 1995.
In April 1996, the Pentagon released its successor to the Cold War era
report, Soviet Military Power. This new report, Proliferation:
Threat and Response, outlines the United States three fold strategy
to deal with the spread of nuclear, chemical, and biological weapons to
other nations or subnational groups. The three key words are prevent, deter,
and defend. "Prevent" includes arms control measures, export controls,
the Cooperative Threat Reduction Program, the agreement with North Korea,
and the like. "Defend" includes passive defense (inoculations, gas
masks, etc.) and active defense such as ballistic missile defense. "Deter"includes
the maintenance of nuclear weapons. According to Secretary Perry, "in deterring
this threat, we depend both on a strong conventional military force and
a smaller but still powerful nuclear force. In our nuclear posture review,
we reaffirmed the importance of maintaining nuclear weapons as a deterrent.
But I would like to point out that both our conventional and nuclear force,
as deterrents, not only must be strong, but they must be perceived that
the United States has the will power to use that strength."
[William
J. Perry 16:00-16:34 (34) April 11, 1996 DoD News Briefing, emphasis added.]
The when, where, and why of the potential use of nuclear weapons
remains deliberately unclear. In the Spring of 1995, in their successful
bid to ensure the indefinite extension of the NPT, the nuclear weapons
states promised not to use nuclear weapons against non-nuclear weapons
states who were party to the treaty. However, upon signing the relevant
protocols to the
Treaty of Pelindaba in April 1996, Bob Bell of
the National Security Council stated that its pledge not to use nuclear
weapons against any party to the treaty "will not limit options available
to the United States in response to an attack by an ANFZ party using weapons
of mass destruction." [Bob Bell, White House Press Briefing,
11 April 1996] This caveat relies on the principle in international
law known as "belligerent reprisal." Other Administration officials have
backed away from Bell's statement, but not at very high levels, in part
due to the fear that, if pushed, the Republican-controlled Congress could
insist that the United States back away from any agreements which would
in any way limit nuclear use options.
Bell's statement appears to have been prompted by concerns that Libya
was building a facility near Tarhunah which the United States believed
could be used to manufacture chemical weapons. One week after Bell's statement,
Secretary Perry, in an 18 April speech, warned that if anyone used a weapon
of mass destruction against the United States or one of its allies, the
U.S. response "would be both overwhelming and devastating." Mr. Perry would
not rule out the use of nuclear weapons. [The Washington
Times, 19 April 1996] A new bunker-busting, low-yield nuclear
weapon could be used for just such a mission. The nuclear warhead under
development is a modification of the B-61 nuclear bomb, for which no explosive
tests were necessary and should be completed by the end of 1996. A conventional
earth-penetrating warhead is also planned as a part of its counterproliferation
plans. It will take at least two years before it can be fielded. [Robert
Burns for AP, 23 April 1996]
The nuclear umbrella continues to have a place in the hearts
and plans of the United States government and its NATO allies. In the 29
November 1995 communique following the meetings of NATO's Defense Planning
Committee (DPC) and Nuclear Planning Group (NPG), the NATO members asserted
that "the supreme guarantee of the security of the Allies is provided by
the strategic nuclear forces of the Alliance." The members also "reaffirm[ed]
that Alliance nuclear forces continue to play a unique and essential role
in the Alliance's strategy of war prevention, while recognizing that NATO
has been able to reduce its reliance on them in the new security environment"
[Disarmament
Diplomacy, January 1996, p. 29-30] New members of NATO would
enjoy the same benefits of the nuclear umbrella and the same potential
hazards. NATO's September 1995 Study on NATO Enlargement maintained
that "it is important for NATO's force structure that other Allies' forces
can be deployed, when and if appropriate, on the territory of new members."
Pressures to Change U.S. Nuclear Posture and Doctrine:
There are pressures from both sides on the Clinton Administration to
change U.S. nuclear posture and doctrine. The chorus of those advocating
a change in U.S. Nuclear Posture and Doctrine was strengthened by the Canberra
Commission and the comments of retired Admirals and Generals working in
partnership with former Senator Allan Cranston, the State of the World
Forum, and the Gorbachev Foundation. CDI's director, Vice Admiral John
J. Shanahan and deputy director, Rear Admiral Eugene Carroll both worked
with Senator Cranston and signed onto the letter in support of the elimination
of nuclear weapons.
Perhaps the most influential of the retired military officers is General
Lee Butler, Former Commander of Strategic Air Command. According to
Butler, "Is it possible to forge a global consensus on the propositions
that nuclear weapons have no defensible role, that the broader consequences
of their employment transcend any asserted military utility, and that as
true weapons of mass destruction, the case for their elimination is a thousand-fold
stronger and more urgent (than) that for deadly chemicals and viruses already
widely declared immoral, illegitimate, subject to destruction and prohibited
from any future production? I am persuaded that such a consensus is not
only possible, it is imperative." He closed by urging "that the United
States make unequivocal its commitment to the elimination of nuclear arsenals,
and take the lead in setting an agenda for moving forthrightly toward that
objective." [General Lee Butler, speech at the National Press
Club, Washington, DC 4 December 1996.]
Congressman Floyd Spence (R-SC), chair of the House National
Security Committee, also wants to see the Clinton Administration alter
U.S. nuclear posture and doctrine. His recommendations are completely at
odds with those of General Butler. In October 1996, Spence released a committee
report entitled The Clinton Administration and Stockpile Stewardship:
Erosion by Design. The report attacks the Administration for its support
of a CTBT, claiming that it "is clearly threatening the nation's long-term
ability to maintain a safe and reliable nuclear stockpile." The report
also criticizes the Clinton Administration for the lack of concrete plans
to resume the production of tritium, for the shrinking size of the nuclear
weapons complex, and for the United States' inability to produce plutonium
pits on a large scale. According to Congressman Spence, "In my mind, it's
no longer a question of the Administration's benign neglect of our nation's
nuclear forces, but instead, a compelling case can be made that it is a
matter of erosion by design."[NSC Press Release, October
30, 1996]
The Future:
The Administration has the opportunity to reconsider nuclear posture
and doctrine. At the beginning of this month, the Pentagon's Quadrennial
Defense Review process began. As established by Congress, every Administration
is required to conduct "a comprehensive examination of the defense strategy,
force structure, force modernization plans, infrastructure, budget plan,
and other elements of the defense program and policies...." Nuclear posture
and doctrine will be considered by the strategy and force structure subpanels.
Their work will be completed by the Spring of 1997. The Secretary of Defense
is to submit the final reports and assessments to Congress by 15 December
1997. In true Pentagon fashion, little change in current plans and strategies
is expected. Various organizations in Washington, including the Center
for Defense Information, are closely monitoring the QDR.